{"id":17202,"date":"2017-12-19T17:30:06","date_gmt":"2017-12-19T16:30:06","guid":{"rendered":"https:\/\/hub.hslu.ch\/ifz\/?p=17202"},"modified":"2026-02-11T14:52:41","modified_gmt":"2026-02-11T13:52:41","slug":"prof-dr-monika-roth-compliance-officers-als-rueckgrat-der-banken","status":"publish","type":"post","link":"https:\/\/hub.hslu.ch\/ifz\/2017\/12\/19\/prof-dr-monika-roth-compliance-officers-als-rueckgrat-der-banken\/","title":{"rendered":"Prof. Dr. Monika Roth: Compliance Officers als R\u00fcckgrat der Banken"},"content":{"rendered":"\n<p>von <a href=\"https:\/\/www.hslu.ch\/de-ch\/hochschule-luzern\/ueber-uns\/personensuche\/profile\/?pid=245\" target=\"_blank\" rel=\"noreferrer noopener\">Prof. Dr. Monika Roth<\/a>, Dozentin und Studienleiterin&nbsp;im <a href=\"https:\/\/www.hslu.ch\/de-ch\/wirtschaft\/institute\/ifz\/\" target=\"_blank\" rel=\"noreferrer noopener\">Institut f\u00fcr Finanzdienstleistungen Zug IFZ<\/a><\/p>\n\n\n\n\n\n<p>Der neue Film &#171;Private Banking&#187; verdeutlicht wie wichtig eine funktionierende Compliance ist f\u00fcr eine Bank.\u00a0Obwohl das Private Banking in der Bev\u00f6lkerung ein altbackenes Image hat und mit dem automatischen Informationsaustausch per 1. Januar 2018 alte Gesch\u00e4ftsmodelle wegfallen, sieht Prof. Dr. Monika Roth\u00a0eine Zukunft f\u00fcr die Privatbanken. Nun sind Kosteneffizienz und Qualit\u00e4t gefragt. Die Privatbanken k\u00f6nnen sich nicht mehr hinter dem Bankgeheimnis verstecken.<\/p>\n\n\n\n<p>Im Rahmen des zweiteiligen Films &#171;Private Banking&#187; ist von Prof Dr. Monika Roth ein Radiointerview auf SRF 2 in der Sendung &#171;Kontext&#187; sowie ein Beitrag im Wirtschaftsmagazin &#171;ECO&#187; auf SRF erschienen:<br><strong>Den Radiobeitrag <\/strong>\u00fcber die Arbeit von Monika Roth am Film und die Diskussion \u00fcber Private Banking sowie Compliance finden Sie <a href=\"https:\/\/www.srf.ch\/sendungen\/kontext\/private-banking-fiktion-und-hintergrund\" target=\"_blank\" rel=\"noreferrer noopener\">hier<\/a> (ab 35:36).<br><strong>Den TV-Beitrag&nbsp;<\/strong>finden Sie <a href=\"https:\/\/www.srf.ch\/sendungen\/eco\/eco-spezial-private-banking-die-party-ist-zu-ende\" target=\"_blank\" rel=\"noreferrer noopener\">hier<\/a> (ab 7:55).<\/p>\n\n\n\n<p>Der n\u00e4chste Start zum DAS Compliance Management Lehrgang ist am 7. September 2018, weitere Informationen dazu finden Sie <a rel=\"noreferrer noopener\" href=\"https:\/\/www.hslu.ch\/de-ch\/wirtschaft\/weiterbildung\/das\/ifz\/compliance-management\/\" target=\"_blank\">hier<\/a>.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Compliance Officers sind wichtig f\u00fcr eine Bank. Sie achten darauf, dass die Gesetze und internen Regeln eingehalten werden und bewahren so die Integrit\u00e4t der Bank. Jedoch m\u00fcssen sie einem enormen Druck widerstehen k\u00f6nnen. Denn meistens sind sie die letzte Barriere zwischen dem Kundenberater und einem vermeintlich lukrativen Gesch\u00e4ft. So ist es denn auch allt\u00e4glich, dass der Compliance Officer ein beratende T\u00e4tigkeit aus\u00fcbt und dann schlussendlich die Gesch\u00e4ftsleitung der Bank entscheidet, ob das Gesch\u00e4ft zustande kommt oder nicht.<\/p>\n","protected":false},"author":257,"featured_media":17206,"comment_status":"open","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"inline_featured_image":false,"_relevanssi_hide_post":"","_relevanssi_hide_content":"","_relevanssi_pin_for_all":"","_relevanssi_pin_keywords":"","_relevanssi_unpin_keywords":"","_relevanssi_related_keywords":"","_relevanssi_related_include_ids":"","_relevanssi_related_exclude_ids":"","_relevanssi_related_no_append":"","_relevanssi_related_not_related":"","_relevanssi_related_posts":"","_relevanssi_noindex_reason":"","footnotes":"","_links_to":"","_links_to_target":""},"categories":[560,854975,134],"tags":[],"class_list":["post-17202","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-compliance-management","category-ifz-in-den-medien","category-weiterbildung"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.6 - 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